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Principal Associate, Enterprise Services Risk

Company: Capital One
Location: Richmond
Posted on: September 17, 2020

Job Description:

West Creek 4 (12074), United States of America, Richmond, VirginiaAt Capital One, were building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.

Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.

Principal Associate, Enterprise Services Risk

As a Principal Associate in Capital Ones Enterprise Services (ES) Risk, you will apply your analytical and delivery skills to our highest profile risk management projects. You will partner across Enterprise Services Risk to develop innovative risk solutions in a manner that enables responsible business innovation and protects our customers, shareholders, and associates. You will partner with peers and senior leaders, second and third lines of defense, as well as lines of business to drive change in order to better manage the Companys risk in an open, collaborative environment where new ideas and solutions are both welcomed and rewarded.

Enterprise Services Risk professionals are experienced, well-trained, and progressive individuals that operate within a highly collaborative team environment to deliver value-added risk services to our business partners. The candidate will be a highly-motivated risk management professional with excellent support, analytical, planning, collaboration, and communication skills.

Responsibilities:

This is a Horizontal Risk Guide role directly supporting Enterprise Services Risk, the Enterprise Services (ES) lines of business (LOBs), and the ES BCRO.

Specifically, this role will:



  • Supports the horizontal program governance for the CBT and Covered and Control Associate (C&CAG) Incentive Risk Management program which includes risk oversight, change management, and effective delivery and facilitation of the programs on behalf of our first line Enterprise Services businesses.
  • Provide Strategic Covered and Control Associate (C&CAG) Horizontal Services to ES Lines of Business
  • As the CBT Business Unit Lead (BUL) for ES, execute a well-managed CBT governance program through effective oversight, monitoring, and reporting.
  • Provide CBT and C&CAG guidance, expertise, and support for ES LOBs
  • Assist with identification, tracking, assignment, and removal of Annual Training Plan CBTs for ES LOBs
  • Partner with the HR training team, ERM, Enterprise Compliance Training Team, HRCs, ES business Risk Guides, the ES Lines of Business, and other appropriate stakeholders and partners
  • Escalate areas of concern or risk to appropriate stakeholders and partners
  • Assist with ensuring data integrity for both the C&CAG and CBT programs
  • Support innovation through process improvements and automation
  • Supports ad hoc projects and other horizontal programs as needed
  • Work to transform and promote the way we manage risk through innovation and automation


    Qualifications

    Basic Qualifications:

    Bachelors Degree or military experience

    At least 2 years of experience in Risk Management or Compliance, or Project Management, or Program Management

    Preferred Qualifications:

    At least 2 years Risk Management or Compliance experience

    At least 2 years project or program management experience

    At least 2 years of experience supporting internal business clients

    Experience with PRIME

    Experience with JIRA / Confluence

    Proficient with Gsuite

    Strong communication, both written and verbal

    Strong relationship building skills, customer focus and ability to collaborate across teams to deliver

    Industry Risk Professional Certifications

    At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Keywords: Capital One, Richmond , Principal Associate, Enterprise Services Risk, Other , Richmond, Virginia

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